-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TBmgHmiJClTBc/rmHoKNCDjC5TAMSMM3ILBAX6KhE+M86TT3178BN0dI5UgsGxDR HvwV/mERXMbQiOgnfcimjw== 0000950123-08-007716.txt : 20080709 0000950123-08-007716.hdr.sgml : 20080709 20080709154129 ACCESSION NUMBER: 0000950123-08-007716 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20080709 DATE AS OF CHANGE: 20080709 GROUP MEMBERS: MU HAK YOU SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-77997 FILM NUMBER: 08944973 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GWI Enterprise Ltd. CENTRAL INDEX KEY: 0001439445 IRS NUMBER: 000000000 STATE OF INCORPORATION: C5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: KINGS COURT, BAY STREET STREET 2: P.O. BOX N-3944 CITY: NASSAU STATE: C5 ZIP: 3944 BUSINESS PHONE: 55 11 3702-3202 MAIL ADDRESS: STREET 1: KINGS COURT, BAY STREET STREET 2: P.O. BOX N-3944 CITY: NASSAU STATE: C5 ZIP: 3944 SC 13G 1 y62747sc13g.htm SCHEDULE 13G SC 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
Hanmi Financial Corporation
 
(Name of Issuer)
Common Stock, $.001 Par Value
 
(Title of Class of Securities)
410495105
 
(CUSIP Number)
July 1, 2008
 
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o   Rule 13d-1(b)
þ   Rule 13d-1(c)
o   Rule 13d-1(d)
 
 


 

                     
CUSIP No.
 
410495105 
 

 

           
1   NAMES OF REPORTING PERSONS
GWI Enterprise Ltd.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  The Commonwealth of The Bahamas
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,437,525
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,437,525
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,437,525
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  5.31%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  CO

2


 

                     
CUSIP No.
 
410495105 
 

 

           
1   NAMES OF REPORTING PERSONS
Mu Hak You
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Republic of Korea
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,437,525
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,437,525
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,437,525
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  5.31%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN

3


 

SCHEDULE 13G
     This Schedule 13G is being filed on behalf of GWI Enterprise Ltd., a Bahamas limited liability company (“GWI”) and Mu Hak You, relating to common stock, par value $0.001 (the “Common Stock”) of Hanmi Financial Corporation, a Delaware corporation (the “Issuer”), purchased by GWI.
     
Item 1 (a)
  Name of Issuer.
 
   
 
  Hanmi Financial Corporation
 
   
Item 1 (b)
  Address of Issuer’s Principal Executive Offices.
 
   
 
  3660 Wilshire Boulevard
 
  Penthouse Suite A
 
  Los Angeles, California
 
   
Item 2 (a)
  Name of Person Filing.
 
   
 
  GWI Enterprise Ltd.
 
   
Item 2 (b)
  Address of Principal Business Office.
 
   
 
  GWI Enterprise Ltd.
 
  Kings Court, Bay Street
 
  P.O. Box N-3944
 
  Nassau, Bahamas
 
   
Item 2 (c)
  Place of Organization.
 
   
 
  The Commonwealth of The Bahamas
 
   
Item 2 (d)
  Title of Class of Securities.
 
   
 
  Common stock, par value $0.001
 
   
Item 2 (e)
  CUSIP Number.
 
   
 
  410495105 
 
   
Item 3
  Reporting Persons.
 
   
 
  The persons filing are not listed in Items 3(a) through 3(j) of Schedule 13G.
             
Item 4   Ownership.
 
           
    (a)   Amount beneficially owned: GWI is the beneficial owner of 2,437,525 shares of Common Stock. Mr. Mu Hak You owns 100% of GWI.

4


 

             
    (b)   Percent of class: 5.31%. This percentage is determined by dividing the number of Shares of Common Stock beneficially held by GWI and Mr. Mu Hak You by 45,905,549, the number of shares of Common Stock outstanding as of March 31, 2008 according to the Issuer’s report of Form 10-Q filed with the Securities and Exchange Commission on May 9, 2008.
 
           
    (c)   Number of shares as to which GWI and Mr. Mu Hak You have:
 
           
 
      (i)   Sole power to vote or to direct the vote: 2,437,525.
 
           
 
      (ii)   Shared power to vote or to direct the vote: 0.
 
           
 
      (iii)   Sole power to dispose or to direct the disposition of: 2,437,525.
 
           
 
      (iv)   Shared power to dispose or to direct the disposition of: 0.
     
Item 5
  Ownership of Five Percent or Less of a Class.
 
   
 
  Not applicable.
 
   
Item 6
  Ownership of More Than Five Percent on Behalf of Another Person.
 
   
 
  Not applicable.
 
   
Item 7
  Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company.
 
   
 
  Not applicable.
 
   
Item 8
  Identification and Classification of Members of the Group.
 
   
 
  Not applicable.
 
   
Item 9
  Notice of Dissolution of Group.
 
   
 
  Not applicable.
 
   
Item 10
  Certification.
 
   
 
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
   
Exhibits
   
 
   
Exhibit 1
  Joint Filing Agreement dated as of July 8, 2008 between GWI Enterprise Ltd. and Mu Hak You.

5


 

SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: July 8, 2008.
             
    GWI ENTERPRISE LTD.
 
           
 
           
    By:   /s/ Mu Hak You
         
 
      Name:   Mu Hak You
 
      Title:   Director
 
           
    MU HAK YOU
 
           
 
           
 
           
    /s/  Mu Hak You

6

EX-99.1 2 y62747exv99w1.htm EX-99.1: JOINT FILING AGREEMENT EX-99.1
EXHIBIT 1
JOINT FILING AGREEMENT
In accordance with Rule 13d-l(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) (the “Schedule 13G”) with respect to the shares of Common Stock of Hanmi Financial Corporation, a Delaware corporation, and further agree that this Joint Filing Agreement shall be included as an Exhibit to such joint filings.
The undersigned further agree that each party hereto is responsible for the timely filing of the Schedule 13G and any amendments thereto, and for the accuracy and completeness of the information concerning such party contained therein; provided, however, that no party is responsible for the accuracy or completeness of the information concerning any other party, unless such party knows or has reason to believe that such information is inaccurate.
This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.
IN WITNESS WHEREOF, the undersigned have executed this Agreement as of July 8, 2008.
             
    GWI ENTERPRISE LTD.
 
           
 
           
    By:   /s/ Mu Hak You
         
 
      Name:   Mu Hak You
 
      Title:   Director
 
           
    MU HAK YOU
 
           
 
           
 
           
    /s/  Mu Hak You

 

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